CISI Risk in Financial Services

CISI Risk in Financial Services

High Frequency Trading

About the Course

This course familiarizes the candidate with the key risks that come with financial services. This course focuses on the principles of the risk management framework, risk oversight & corporate governance.

It also covers the techniques which are used to identify, reduce and manage the risks which are a part of financial services.

Who should attend?

Risk in Financial Services is suitable for risk and compliance team, finance officers, senior managers in all disciplines.

Exam Weighting Per Chapter

  • Principles of Risk Management
  • International Risk Regulation
  • Operational Risk
  • Credit Risk
  • Market Risk
  • Investment Risk
  • Liquidity Risk
  • Model Risk
  • Risk Oversight & Corporate Governance
  • Enterprise Risk Management

Why study for this certificate?

  • The qualification is a regulatory requirement by the Securities & Commodity Authority for a number of job functions within financial services.
  • In the CISI’s qualification pathway, it can be taken as a stand-alone qualification or as portion of the Investment Operations Certificate (IOC).
  • Covers all key risks in financial services – operational, credit, market, investment and liquidity.
  • Globally portable – addresses international issues, reflecting the needs of a worldwide market

SCA Mandated Job Functions

  • Financial Analyst
  • Investment Manager/Investment Chief
  • Promoter
  • Risk Management Officer

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